Public Disclosure Area
Select Company:
-- All Firms --
ABN Amro
Advest, Inc.
Aegis Capital Corporation
Allen & Company
AM Capital LLC
American Stock Exch.
Archipelago, L L C.
Attain-ECN
Automated Trading Desk, LLC
Avalon Research Group, Inc.
Avondale Partners, LLC
Axiom Capital Management, Inc.
Banc of America Securities
BATS Trading Inc.
Bear, Stearns & Co.
BIDS Trading L.P
Blaylock & Partners, L.P.
Bloomberg Tradebook LLC/ B-Trade Services LLC
Boenning & Scattergood
Brean Murray, Carret & Co., LLC
Brokerage America
Brut, LLC
BSX Group LLC - (BEXX)
BSX Group, LLC.
Buckingham Research Group, Inc.
Calyon Securities (USA) Inc.
Canaccord Adams Inc.
Cantor Fitzgerald & Co.
Capital One Southcoast
Caris & Company, Inc.
Carlin Equities Corp.
Carlin Equities Corp. c/o RBC Capital Markets Corp. (CLYP)
CBOE Stock Exhange
Chardan Capital Markets
Chicago Stock Exchange
CIBC World Markets Corp.
Citadel Derivatives Group, LLC
Citigroup Global Markets, Inc.
Collins Stewart Inc.
Craig-Hallum Capital Group, LLC
Credit Suisse First Boston
Crowell, Weedon & Co.
Crown Financial Group, Inc.
CRT Capital
D.A. Davidson & Company
D.A. Davidson - Specialists
Dahlman Rose & Co.
Daiwa Securities America
Davenport & Company LLC
Delafield & Hambrecht
Deutsche Bank Alex Brown
Direct Access Brokerage
Direct Edge ECN, Inc. -(EDGA)
Direct Edge ECN, Inc. -(EDGX)
Domestic Securities, Inc.
Donald & Co. Securities Inc.
Dresdner Kleinwort Securities, LLC
E*TRADE Capital Markets, LLC
E*Trade CMES
eBX, LLC
Edward Jones
Ehrenkrantz King Nussbaum, Inc.
Emmett A. Larkin Company, Inc.
Empire Financial Group, Inc
F.J. Morrissey & Co. Inc.
Feltl & Company
Ferris, Baker Watts, Inc.
Fidelity Capital Markets, a division of National Financial Services, LLC
Finance 500, Inc.
First Albany Corp.
First America Capital and Trading Corp. - STCS
First American Capital and Trading Corp. - BWNT
First Montauk Securities
First Southwest Company
First Union Securities
Fleet Trading
Forge Financial Services, Inc.
Fox Pitt Kelton Cochran Caronia Waller (USA) LLC
Friedman, Billings, Ramsey
Frost Securities, Inc.
Fulcrum Global
Garban Corporates LLC
GGET
Global Capital Securities Corp.
Goldman Sachs & Co.
Gruntal & Co.
Gunn Allen Financial Inc.
Guzman & Company
GVR Co.
H & R Block Financial
H. C. Wainwright & Co., Inc.
Hagstromer & Qviberg, Inc.
Hapoalim Securities USA, Inc.
Harris Nesbit Corp - HRNB
Harris Nesbitt Corp - GKMC
Harris Nesbitt Corp - NBSI
HD Brous & Co., Inc.
Herzog, Heine, Geduld (MLNJ)
Hill Thompson, Magid & Co
Hoefer & Arnett Inc. (HOFR)
Howe Barnes Hoefer & Arnett
HSBC
HSBC Securities (USA) Inc.
Hudson Securities
Hull Transaction Services
Imperial Capital
INET ATS
INET ECN - ISLD
Invemed
Investec Ernst & Co.
J. Giordano Securities Group
J. P. Morgan Securities Inc.
J. P. Morgan Securities Inc.
J. P. Morgan Securities Inc.
J.J.B. Hilliard, W.L. Lyons
J.P. Turner & Company, LLC
Janney Montgomery Scott
Jefferies & Company, Inc.
Jesup & Lamont Securities Corp.
Johnson Rice
Joseph Stevens & Co., Inc.
Josephthal & Co.
Kaufman Brothers, L.P.
Keefe, Bruyette & Woods, Inc.
Kirkpatrick, Pettis, Smith & Polian
Knight Capital Markets LLC
Knight Equity Markets, L.P.
Ladenburg Capital Management Inc.
Ladenburg Capital Management Inc.
Ladenburg Thalmann & Co. Inc.
Lampost Capital LLC
Lazard Capital Markets LLC
Leerink
Legg Mason
Lehman Brothers, Inc.
Liquidnet, Inc.
Listed SuperMontage
M. H. Meyerson & Co. Inc.
Madoff Investment Sec.
Market XT
Marlins Capital
Maxim Group
May Financial Corporation
McAdams Wright Ragen, Inc.
McDonald Investments, Inc.
Merrill Lynch
Merriman Curhan Ford & Co.
Miller Johnson Steichen Kinnard
Moors & Cabot, Inc (2)
Moors & Cabot, Inc. (MCBT)
Morgan Keegan
Morgan Stanley & Co.
MPAC Capital Partners
NASD - Small Order Execution
NASDAQ Exchange
Nasdaq SuperMontage
Natcity Investments Inc.
Natexis Bleichroeder Inc.
National Clearing Corp.
National Securities Corporation
National Stock Exchange
NDB Capital Markets
Needham
Neuberger Berman, LLC
New York Stock Exch.
New York Stock Exch. - RETAIL
Newbridge Securities Corp.
NexTrade, Inc.
NOCI
NYFIX
Oppenheimer & Co.
Oppenheimer & Company, Inc.
Oscar Gruss & Son, Inc.
Pacific Crest Securities Inc.
PaineWebber
Pali Capital
Paragon Capital Markets, Inc.
Park Financial Group, Inc.
Parker/Hunter Inc.
Paulson Investment Company, Inc.
Pershing
Pershing, LLC
Philadelphia Stock Exch.
Piper Jaffray
Prudential Securities
Puglisi
Punk Ziegel & Company
Ramius Securities, L.L.C.
Raymond James & Assoc.
Raymond James Ltd. Vancouver
RBC Capital Markets Corporation
RBC Dain Rauscher Inc.
RBC Wealth Management, A Division of RBC Capital Markets
REDIBook ECN
Robert W. Baird & Co.
Robertson Stephens
Roth Capital Partners, LLC
Roth Capital Partners, LLC. (ROTH)
Ryan, Beck & Co.
Samco
Sanders Morris Harris Inc.
Sandler ONeill
Sands Brothers & Co., LTD
Sanford C. Bernstein & Co., LLC.
Schneider Securities Inc.
Schonfeld Securities
Scott Stringfellow
Scottrade, Inc.
Seaboard Securities, Inc.
Seton Securities Group Inc.
Seton Securities Group Inc.
SG Cowen & Company, LLC
Sky Capital LLC
SoundView Technology Corporation
Southwest Securities, Inc.
Stanford Group Company
State Street Global Markets, LLC
Stephens Inc.
Sterling Financial Investment Group
Sterne, Agee & Leach, Inc.
Stifel, Nicolaus & Co.
Stifel, Nicolaus & Company - (SNCM)
Suntrust Capital Markets, Inc.
SuperMontage
Susquehanna Capital
Sutro & Company, Inc.
TAG9 - Test Account
TD Professional Execution, Inc.
TDW Capital Markets
Tejas Securities Group, Inc.
The Benchmark Company, LLC.
The Chapman Co.
The Shemano Group, Inc.
ThinkEquity Partners
Third Market Corp.
Thomas Weisel Partners
Thompson, Davis & Co.
Thornwater Company, L.P.
Timber Hill Inc.
TINE
Traditional Asiel Securities, Inc.
Trident Securities, A Division of McDonald Investments Inc.
Tucker Anthony Inc.
UBS Capital Markets
UBS Paine Webber
UBS Paine Webber (SBCW)
UBS SECURITIES LLC [UBSS]
UBS SECURITIES LLC [UBSW]
Vandham Securities Corp.
vFinance Investments Inc.
ViewTrade Securities
W.R.Hambrecht & Co.
Wachovia Capital Markets
Wachovia Securities
Wedbush Morgan Securities, Inc.
WELLS FARGO INVESTMENTS, LLC
Wells Fargo Securites, LLC
Wells Fargo Securities, LLC
Westfield Bakerink Brozak, LLC
Westminster Securities
Wien Securities Corp.
William Blair & Co.
William Blair & Co.
William R. Hough & Co.
Wilson-Davis & Company
WM. V. Frankel, Co., Inc.
Please select a company from the drop down list above.
Copyright © The Transaction Auditing Group, Inc. All rights reserved.