About TAG

In 1996, The Transaction Auditing Group, Inc., (TAG) originated the idea of independent Best Execution reporting and standardized industry benchmarks.

This was long before the advent of Rule 605/606 and the level of public disclosure which is now commonplace. Through industry roundtables and extensive research, TAG developed technology and statistics which have found their way into numerous regulations and are standard in almost every best execution report produced today.

As innovators in the Securities Industry, TAG combines unique real-time market data colleciton and archival capabilities, with proprietary compliance and analytical measurements, combined with regulatory criteria in the creation of its metrics. TAG's line of product solutions has been designed using our extensive experience, market research and feedback from numerous client firms including market makers, broker-dealers, exchanges and alternative marketplaces.

As a technology solutions provider and partner, our analyses are available for retail & institutional trades of all sizes in Listed (market orders, limit and marketable limit orders), NASDAQ, Bulletin Board & Pink Sheet securities, as well as for Listed Equity & Index Options. TAG is uniquely positioned through our connectivity to data providers, member firms, clearing agents a other financial institutions to enable our clients to regularly take advantage of our respected Custom Programming and Consultation Services.

TAG's one and only focus is on Best Execution. Our innovative technology is designed and built exclusively for use by the Securities Industries in the United States, Europe and Canada. Unlike the competition, we are not a spin-off of an order management system, nor have we adapted software systems designed for some other market sector. We are a privately held, independent solutions provider and partner. Our staff has a combined 80 years of experience in the Securities Industry, much of that with a focus on compliance. TAG team member have been senior executives, analysts, traders and IT professionals.

For over a decade, we have been your partner in Best Execution, realizing your goal to effectively comply as well as compete. TAG will continue to bring efficacy to your Best Execution reporting while providing specialized assistance for Regulatory Examinations, Best Execution committees and Executive Management.